Osaic Services, Inc.

Overview

Osaic Services, Inc. is a corporate-structured investment adviser that has been SEC-registered since 2005. The firm is listed as owned by a combination of a domestic entity and an individual and is categorized in the dataset as unclassified. It does not present itself as a capital allocator and is not identified as an active ESG investor. Several standard advisory attributes (client segments, fee schedules and detailed business activities) are not provided in the source dataset. Although not flagged as a multi-state adviser in the snapshot, Osaic Services operates across more than one state via multiple office locations. The firm uses third-party external managers for alternative strategies (see Investments & Alternatives) and also employs traditional pooled vehicles such as mutual funds and annuities.

Assets & Accounts

Investments & Alternatives

Location & Offices