OSAIC SERVICES, INC.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Scottsdale, Arizona
CRD number
133763
Registered since
May 26, 2005

Firm profile

FINTRX

Overview

Osaic Services, Inc. is recorded as a corporate-structured SEC-registered advisory entity first registered in 2005. The firm is listed as owned by a domestic entity and/or individual and is classified in the dataset as "unclassified." The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The dataset does not supply descriptive detail on the firm's client segments, fee schedules, or specific advisory business activities, so public-facing operational detail is limited in this source.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 42%, Cash & Cash Equivalents 7%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • JAMES PRICE

    Chief Executive OfficerCRD 1243224

  • SCOTT SEIFFERT

    Chief Accounting OfficerCRD 5332544

  • DANIEL MCGARRIGLE

    Chief Anti-Money Laundering OfficerCRD 6006371

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Contacts

3 of 18
  • WILLIAM FEILER

    Senior Vice PresidentCRD 2231688

  • CHRISTOPHER ELARDO

    Production Support AnalystCRD 5159851

  • LESLIE AYERS

    Senior Vice PresidentCRD 4127168

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
18700 N Hayden Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth