ORION INVESTMENT CO

RIASEC RegisteredEst. 1988
Total AUM
$444M
Discretionary
$426M
96% of AUM
Avg account
$700K
Accounts
634
Employees
6
Advisory reps
4

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
110867
Registered since
July 18, 1988
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM
Client types
  • HNWI91.27%
  • Individuals6.72%
  • Pension & Profit Sharing Plans1.25%
  • Corporations / Businesses0.75%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Orion Investment Co. is a corporation that has been SEC-registered since 1988 and is owned by an individual. The firm advises both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Its core advisory activity is portfolio management for individuals and small businesses. Orion identifies equities as its primary preference and is affiliated with a broker-dealer. It is not active on ESG investing, is not a multi-state adviser, and does not present itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, US Government Bonds 35%, Cash & Cash Equivalents 7%58%
  • Exchange Traded Equities58%
  • US Government Bonds35%
  • Cash & Cash Equivalents7%

Contacts

3 of 4
  • FREDERIC SAUER

    Investment ProfessionalCRD 4825438

  • CHARLES MCENERY

    Investment CommitteeCRD 4291567

  • FRED SAUER

    FounderCRD 1337452

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$4.8M in ETFs

Passive

100%

$4.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$3.5M5,89873.53%

Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
7800 Forsyth Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth