FINANCIAL & TAX ARCHITECTS, LLC
Firm details
- Headquarters
- SAINT LOUIS, Missouri
- CRD number
- 119169
- Registered since
- February 12, 2019
- Website
- fta-ria.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals41.99%
- HNWI32.07%
- Other Investment Advisers25.94%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Financial & Tax Architects, LLC is an independent registered investment adviser that entered SEC registration in 2019 and operates as an LLC owned by a combination of a domestic entity and an individual. The firm serves both individual/family clients and institutional relationships and charges clients via percentage-of-AUM and fixed-fee arrangements. Core client-facing services include financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. The firm lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities39%
- Cash & Cash Equivalents7%
Owners & executives
3 of 4MIA SULAK
CEOCRD 6464577
GORDON HAAVE
Chief Investment OfficerCRD 4919955
PAUL FELSCH
Chief Compliance OfficerCRD 5811362
Contacts
3 of 34SEAN KENNEY
Investment Advisor RepresentativeCRD 7803476
Robert Atkinson
Investment Advisor RepresentativeCRD 8104736
BRIAN HOODJER
Founder and OwnerCRD 4941216
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$300M in ETFs
100%
$299M
0%
$599K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $25.9M | 80,604 | 8.63% |
Location
SAINT LOUIS, MO
SAINT LOUIS
Location
SAINT LOUIS, MO
Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- SAINT LOUIS
- Address
- 12412 Powerscourt Dr
- Time zone
- CT (UTC-6)
- Office locations
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