Financial & Tax Architects, LLC
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 119169
- Registered since
- February 12, 2019
- Website
- fta-ria.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals41.99%
- HNWI32.07%
- Other Investment Advisers25.94%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Financial & Tax Architects, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2019. The firm serves a mix of individual and family clients alongside institutional accounts, and it offers financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Its fee arrangements combine asset-based percentage fees with flat-fee engagements. The adviser does not characterize itself as an active ESG investor and reports an affiliation with an insurance company. It is not positioned as a direct capital allocator; instead it uses third-party managers for certain alternative exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities39%
- Cash & Cash Equivalents7%
Owners & executives
3 of 4
Mia Sulak
CEOCRD 6464577
Gordon Haave
Chief Investment OfficerCRD 4919955
Paul Felsch
Chief Compliance OfficerCRD 5811362
Contacts
3 of 34
Sean Kenney
Investment Advisor RepresentativeCRD 7803476
Robert Atkinson
Investment Advisor RepresentativeCRD 8104736
Brian Hoodjer
Founder and OwnerCRD 4941216
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$300M in ETFs
100%
$299M
0%
$599K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $25.9M | 80,604 | 8.63% |
Location
Saint Louis, MO
Saint Louis
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 12412 Powerscourt Dr
- Time zone
- CT (UTC-6)
- Office locations
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