OPTIMUM QUANTVEST CORPORATION

RIASEC RegisteredEst. 2019

Total AUM

$695M

Discretionary

$695M

100% of AUM

Avg account

$46.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 301469
Registered since: April 26, 2019
Website: www.optimumgam.com
Custodians: PNC INVESTMENTS LLC, COMERICA SECURITIES,INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Insurance Companies80.9%
State / Municipal Government11.9%
Pension & Profit Sharing Plans7.12%
HNWI0.08%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Optimum Quantvest Corporation is a corporation that registered with the SEC in 2019. Ownership is split between a foreign entity and an individual. The firm serves both individuals and families as well as institutional clients, providing portfolio management for individuals/small businesses and for businesses or institutions. Its fee model combines a percentage-of-AUM charge with the possibility of performance-based fees. The firm’s filings describe an unclassified adviser that does not position itself as a capital allocator and is not designated a multi-state adviser. Optimum Quantvest is not identified as an active ESG investor and does not report related-adviser or pension-consultant roles. Industry affiliations listed include other investment adviser relationships and insurance company ties.