9823 Capital, LP

RIASEC RegisteredEst. 2023

Total AUM

$677M

Discretionary

$677M

100% of AUM

Avg account

$35.6M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 324329
Registered since: January 6, 2023
Website: www.9823capital.com
Custodians: GOLDMAN SACHS & CO. LLC, GOLDMAN SACHS CUSTODY SOLUTIONS, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles98.72%
HNWI1.19%
Corporations / Businesses0.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

9823 Capital, LP is a privately held limited partnership that operates as an independent registered investment adviser. Founded for SEC registration in 2023, the firm combines portfolio management and financial planning for individuals, families and institutional clients. Its stated advisory services include portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for institutions or businesses. The firm also lists Commodity Pool Operator/Commodity Trading Advisor (CPO/CTA) activity and sponsors pooled vehicles, acting as sponsor, general partner or managing member on some products. Fee arrangements include both a percentage-of-AUM structure and performance-based fees. The firm does not identify as an active ESG investor.