OPTIMAL CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2007

Total AUM

$120M

Discretionary

$120M

100% of AUM

Avg account

$538K

Accounts

223

Employees

Advisory reps

Firm details

Headquarters: TRAVERSE CITY, Michigan
CRD number: 144719
Registered since: August 20, 2007
Website: www.optimalcapital.com
Custodians: INSPIRA FINANCIAL, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI77.38%
Individuals17.9%
Charitable Organizations4.43%
Pension & Profit Sharing Plans0.29%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Optimal Capital Advisors, LLC is an independent, owner-operated RIA that has been SEC-registered since 2007. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that both manages portfolios and sponsors or partners in pooled investment vehicles. Its advisory services include financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly, fixed-fee, and performance-based structures. The firm does not identify as an active ESG investor and is not set up as a multi-state or pension consulting adviser. Optimal Capital also has sponsor/GP roles and acts as a managing member for pooled vehicles, indicating it is active on the manager side as well as an allocator to external managers.