UP NORTH FINANCIAL, LLC

Overview

Up North Financial, LLC is an independent registered investment adviser that serves individual and family clients, with an emphasis on financial planning and portfolio management for individuals and small businesses. The firm operates under an owner-type classified as individual and uses a fee model that combines a percentage-of-assets-under-management and fixed fees, reflecting a hybrid advisory approach that can accommodate both ongoing portfolio oversight and discrete planning engagements. Investment activity is concentrated in discretionary management: nearly all assets are managed on a discretionary basis. The firm's stated business activities and asset mix point to a preference for diversified, professionally managed public funds and separately managed account solutions rather than acting as a capital allocator to outside alternative managers. That profile fits a practice focused on delivering core investment portfolios and planning services to mass-affluent and affluent households rather than running a multi-manager platform or a dedicated institutional allocation desk.

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Location & Offices