Opoc Broker-Dealer, LLC
Firm details
- Headquarters
- Worthington, Ohio
- CRD number
- 298311
- Registered since
- July 17, 2019
Firm profile
FINTRXOverview
Opoc Broker-Dealer, LLC is organized as a limited liability company and is registered with the SEC since 2019. Public records categorize the firm as unclassified and list the owner type as a combination of a domestic entity and an individual. The snapshot data indicates the firm does not act as a capital allocator, is not identified as an active ESG investor, and is not registered as a multi-state adviser; it is also not labeled as a pension consultant or a related adviser. Disclosure about the firm's lines of business, advisory activities, fee schedules, or client segments is minimal in the available data. The entity appears in regulatory filings as a broker-dealer vehicle rather than as a traditional registered investment adviser with a documented advisory book of business.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Sothara Chin
Chief Compliance OfficerCRD 2063804
Kristin Stelljes
Chief Compliance OfficerCRD 5080178
Contacts
1 of 1
Jeffrey Heller
Vice President and TreasurerCRD 3139370
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Worthington, OH
Franklin
Location
Worthington, OH
Headquartered in Worthington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 300 W Wilson Bridge Rd
- Time zone
- ET (UTC-5)
- Office locations
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