Opoc Broker-Dealer, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Worthington, Ohio
CRD number
298311
Registered since
July 17, 2019

Firm profile

FINTRX

Assets & Accounts

Opoc Broker-Dealer, LLC reports no advisory clients in the provided dataset: client count is listed as 0 with an average client size of $0.00. The record does not include an assets-under-management figure or any breakdown of account types, custodians, or segment concentrations. The absence of reported accounts and AUM in the data indicates the entity either does not operate as an active registered investment adviser with discretionary client assets, or its advisory activity is not captured in this dataset. There is no information here about client demographics, fee schedules, or account minimums.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sothara Chin

    Chief Compliance OfficerCRD 2063804

  • Kristin Stelljes

    Chief Compliance OfficerCRD 5080178

Contacts

1 of 1
  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Worthington, OH

Franklin

Location

Worthington, OH

Headquartered in Worthington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
300 W Wilson Bridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth