Opoc Broker-Dealer, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Worthington, Ohio
CRD number
298311
Registered since
July 17, 2019

Firm profile

FINTRX

Overview

Opoc Broker-Dealer, LLC is organized as a limited liability company and is identified in the dataset as owned by a domestic entity and an individual. The firm is listed with an "unclassified" business designation and the snapshot provides very limited operational detail: no client base, fee structure, advisory activities, or external affiliations are documented. The available profile flags several negative attributes rather than service lines — the firm is not recorded as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and is not marked as a related adviser. An activities-and-affiliations field returned no responses, which limits visibility into whether the entity functions as an operational broker-dealer, a holding vehicle, or is otherwise inactive.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sothara Chin

    Chief Compliance OfficerCRD 2063804

  • Kristin Stelljes

    Chief Compliance OfficerCRD 5080178

Contacts

1 of 1
  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Worthington, OH

Franklin

Location

Worthington, OH

Headquartered in Worthington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
300 W Wilson Bridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth