OPOC BROKER-DEALER, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
WORTHINGTON, Ohio
CRD number
298311
Registered since
July 17, 2019

Firm profile

FINTRX

Overview

Opoc Broker-Dealer, LLC is organized as a limited liability company and is listed in FINTRX with SEC registration dating to 2019. The firm’s ownership is recorded as a mix of a domestic entity and an individual. FINTRX classifies the entity as "Unclassified," and provides limited description of its business or advisory activities in the supplied data. The profile notes the firm does not act as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SOTHARA CHIN

    Chief Compliance OfficerCRD 2063804

  • KRISTIN STELLJES

    Chief Compliance OfficerCRD 5080178

Contacts

1 of 1
  • JEFFREY HELLER

    Vice President and TreasurerCRD 3139370

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WORTHINGTON, OH

FRANKLIN

Location

WORTHINGTON, OH

Headquartered in WORTHINGTON, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
300 W Wilson Bridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth