Opoc Broker-Dealer, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Worthington, Ohio
CRD number
298311
Registered since
July 17, 2019

Firm profile

FINTRX

Overview

Opoc Broker-Dealer, LLC is organized as a limited liability company and is presented as a broker-dealer entity. The firm shows a 2019 registration year and lists ownership that includes a domestic entity and an individual. Available records classify the firm as unclassified and do not identify it as a capital allocator. The firm does not identify itself as an active ESG investor, is not a multi-state adviser, and does not report pension consulting or a related-adviser relationship. Core details such as client types served, fee schedules, and specific advisory or business activities were not disclosed in the provided data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sothara Chin

    Chief Compliance OfficerCRD 2063804

  • Kristin Stelljes

    Chief Compliance OfficerCRD 5080178

Contacts

1 of 1
  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Worthington, OH

Franklin

Location

Worthington, OH

Headquartered in Worthington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
300 W Wilson Bridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth