OMNI 360 WEALTH, INC.

RIASEC RegisteredEst. 2021
Total AUM
$426M
Discretionary
$425M
100% of AUM
Avg account
$464K
Accounts
918
Employees
8
Advisory reps
6

Firm details

Headquarters
PLAINSBORO, New Jersey
CRD number
124878
Registered since
June 4, 2021
Website
www.soundfinancial.net
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.03%
  • Individuals23.52%
  • Corporations / Businesses3.61%
  • Other1.33%
  • Charitable Organizations0.33%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Omni 360 Wealth, Inc. is an independent registered investment adviser that began SEC registration in 2021 and operates as a capital allocator for both individual/family and institutional clients. The firm combines financial planning with portfolio management for individuals, small businesses and institutions, and it also offers selection-of-other-advisers services and educational seminars. Its fee model includes percentage-of-AUM billing as well as hourly and fixed-fee engagements. Omni 360 is not positioned as an active ESG investor and identifies as a single-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 25%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Private Funds 1%, Other 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

1 of 1

  • Valerie Zaffuto

    Operations Manager and Chief Compliance OfficerCRD 8222138

Contacts

3 of 5

  • NEEL SHAH

    Founder & PresidentCRD 6594688

  • BRYAN KATZ

    Senior Financial AdvisorCRD 3181420

  • JAMES COLITSAS

    PartnerCRD 4113918

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 111

Active vs passive

$202M in ETFs

Passive

61%

$123M

Active

21%

$78.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$14.9M104,9017.38%
Unlock additional holdings →

Location

Primary office

PLAINSBORO, NJ

MIDDLESEX

Location

PLAINSBORO, NJ

Headquartered in PLAINSBORO, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MIDDLESEX
Address
777 Scudders Mill Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

EVERGREEN CAPITAL ASSOCIATES LLC

RIA

PLAINSBORO, NJ

AUM $244MTEAM 33REPS 8

PARADIGM INVESTMENT ADVISORY, LLC

RIA

BRIDGEWATER, NJ

AUM $425MTEAM 8REPS 9

SINDIA CAPITAL ADVISERS, LLC

RIA

SOMERS POINT, NJ

AUM $423MTEAM 1REPS 1

GIVERNY CAPITAL ADVISORS

RIA

PRINCETON, NJ

AUM $421MTEAM 2REPS 4

RIDGEWOOD INVESTMENTS

RIA

SPRINGFIELD, NJ

AUM $419MTEAM 7REPS 5

ONEX CREDIT ADVISOR, LLC

RIA

ENGLEWOOD CLIFFS, NJ

AUM $418MTEAM 70REPS 5
More RIAs in PLAINSBORO →All New Jersey RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth