OLD SLIP CAPITAL MANAGEMENT, INC.

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
7360
Registered since
February 11, 1977

Firm profile

FINTRX

Overview

Old Slip Capital Management, Inc. is a corporate adviser that has been registered with the SEC since 1977. FINTRX classifies ownership as individual and lists the firm's internal classification as unclassified. The profile indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. The snapshot also records several negatives that help define the firm's operating posture: it is not designated a multi-state adviser, not newly formed, not a pension consultant, and has no related adviser relationships noted. Beyond those registry data points, FINTRX did not provide details on client types, fee structure, advisory services, or investment preferences.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JAMES RICHARDS

    Chief Financial OfficerCRD 2680389

  • CYRUS BORZOOYEH

    Chief Compliance Officer / Chief Financial OfficerCRD 5040946

Contacts

1 of 1
  • JAMES LUKEZIC

    Executive Manager DirectorCRD 4284800

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Plano, TX

COLLIN

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
COLLIN
Address
6275 W Plano Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth