Douglas Scott Securities, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
39032
Registered since
November 1, 1995

Firm profile

FINTRX

Overview

Douglas Scott Securities, Inc. is listed as a corporation and has been registered with the SEC since 1995. The firm's ownership is reported as individual-owned and its classification in the available record is “unclassified.” FINTRX data indicates the entity is not identified as a capital allocator, does not report active ESG investing, and is not flagged as a multistate or newly formed adviser. The record also does not indicate pension consulting or that the firm is a related adviser to another registered manager. Public disclosures in FINTRX offer minimal detail on advisory mandates, fee structures, or target client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jodi Rosenberg

    Jodi Rosenberg

    Chief Compliance OfficerCRD 5934553

  • Jeffrey Mann

    CEO and PresidentCRD 2429708

Contacts

3 of 4
  • Matthew Augustine

    Matthew Augustine

    Registered RepresentativeCRD 7831610

  • Caleb Kerr

    BrokerCRD 8102412

  • Eric Keltner

    Eric Keltner

    Compliance AssociateCRD 4901381

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Plano, TX

Collin

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
1700 Alma Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth