Douglas Scott Securities, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
39032
Registered since
November 1, 1995

Firm profile

FINTRX

Overview

Douglas Scott Securities, Inc. is an individually owned corporate advisory entity that first registered with the SEC in 1995. FINTRX classifies the firm as unclassified and records it as not acting as a capital allocator. The profile indicates the firm is not identified as an active ESG investor, is not set up as a multistate adviser, and is not listed as a pension consultant or as having related-adviser status. The firm has not supplied details about its core business activities or the advisory services it offers on the FINTRX record, so public-facing information about its client focus or investment mandate is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jodi Rosenberg

    Jodi Rosenberg

    Chief Compliance OfficerCRD 5934553

  • Jeffrey Mann

    CEO and PresidentCRD 2429708

Contacts

3 of 3
  • Matthew Augustine

    Matthew Augustine

    Registered RepresentativeCRD 7831610

  • Caleb Kerr

    BrokerCRD 8102412

  • Eric Keltner

    Eric Keltner

    Compliance AssociateCRD 4901381

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Plano, TX

Collin

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
1700 Alma Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth