DOUGLAS SCOTT SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
39032
Registered since
November 1, 1995

Firm profile

FINTRX

Overview

Douglas Scott Securities, Inc. is a corporation that has been SEC-registered since 1995 and is owned privately by an individual. The firm's public profile in FINTRX is sparse: it is classified as "Unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. No fee structure, advisory activities, or client-base details are provided in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JODI ROSENBERG

    Chief Compliance OfficerCRD 5934553

  • JEFFREY MANN

    CEO and PresidentCRD 2429708

Contacts

3 of 3
  • Matthew Augustine

    Registered RepresentativeCRD 7831610

  • CALEB KERR

    BrokerCRD 8102412

  • ERIC KELTNER

    Compliance AssociateCRD 4901381

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Plano, TX

COLLIN

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
COLLIN
Address
1700 Alma Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth