OLD OAK ADVISORS, LLC

RIASEC Registered
Total AUM
$24.8M
Discretionary
$22.3M
90% of AUM
Avg account
$118K
Accounts
210
Employees
1
Advisory reps
1

Firm details

Headquarters
VESTAVIA HILLS, Alabama
CRD number
159893
Custodians
ALTRUIST FINANCIAL LLC, INTERACTIVE BROKERS LLC, PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals56.76%
  • HNWI38.5%
  • Pension & Profit Sharing Plans4.74%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Old Oak Advisors, LLC is a small, privately owned investment advisory firm that focuses on portfolio management for individuals and small businesses. The firm structures fees through asset-based charges as well as hourly and fixed-fee arrangements. Its client base is concentrated on individual and family relationships rather than institutional mandates. Old Oak does not present itself as a multi-state adviser, a pension consultant, or a capital allocator, and it does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 30%, Cash & Cash Equivalents 13%, Derivatives 8%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents13%
  • Derivatives8%

Contacts

1 of 1
  • JEFFREY FLORIO

    FounderCRD 6012087

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

VESTAVIA HILLS, AL

JEFFERSON

Location

VESTAVIA HILLS, AL

Headquartered in VESTAVIA HILLS, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
JEFFERSON
Address
1025 Montgomery Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth