Ohiggins Asset Management Inc

RIASEC RegisteredEst. 2020
Total AUM
$195M
Discretionary
$83.6M
43% of AUM
Avg account
$4M
Accounts
49
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
107194
Registered since
October 26, 2020
Custodians
THE VANGUARD GROUP, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Charitable Organizations57.11%
  • Corporations / Businesses35.13%
  • HNWI5.38%
  • Individuals2.38%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ohiggins Asset Management Inc is an independent registered investment adviser that serves both individual/family clients and institutional accounts. The firm provides financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Its fee model is flexible: it charges a percentage of assets under management, can assess fixed fees, and may structure performance-based fees where appropriate. Investment positioning is conservative-to-core, with a clear preference for pooled public vehicles. The firm does not identify as an active ESG investor and is not a capital allocator — it does not appear to run proprietary funds or seed external managers. Since its SEC registration in 2020, Ohiggins has organized portfolios around third-party mutual funds and similar public fund structures rather than direct hedge fund or private equity strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, US Government Bonds 6%, Exchange Traded Equities 3%, Cash & Cash Equivalents 3%88%
  • Public Funds/Mutual Funds88%
  • US Government Bonds6%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • Donna O'higgins

    Donna O'higgins

    Vice President and Chief Financial OfficerCRD 4348382

  • Michael Ohiggins

    Michael Ohiggins

    President and Chief Investment OfficerCRD 351569

Contacts

1 of 1
  • Sean O'higgins

    Investment AdvisorCRD 4712728

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth