ALPHA DNA INVESTMENT MANAGEMENT
Firm details
- Headquarters
- COLUMBIA, Maryland
- CRD number
- 288198
- Registered since
- September 14, 2020
- Website
- alphadnaim.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Other Investment Advisers62.23%
- Pooled Investment Vehicles27.89%
- HNWI8.72%
- Individuals1.17%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alpha Dna Investment Management is an SEC-registered investment adviser that runs a concentrated, equity-first strategy for a mix of individual, family and institutional clients. The firm emphasizes exchange-traded equities and publicly listed ETFs as the primary allocation vehicle, with portfolio management services offered to businesses and institutions. Fee arrangements include both a percentage of assets under management and performance-based fees, signaling a willingness to align compensation with outcomes for certain accounts or pooled vehicles. The adviser also sponsors and/or manages a single hedge fund, indicating active participation in alternative strategies alongside its public-market activity. Alpha Dna’s filings flag a preference for equities as the dominant exposure across managed assets, with a material tilt toward exchange-traded instruments rather than purely mutual-fund or separately managed account structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Derivatives1%
- Cash & Cash Equivalents1%
Contacts
3 of 3Joshua Chartier
Associate Portfolio ManagerCRD 8047714
WAYNE FERBERT
Managing DirectorCRD 4520127
Roderick Fertig
Partner and Co-FounderCRD 7387490
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$403K in ETFs
48%
$194K
52%
$208K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BURNEY US FACTOR ROTATION ETF (BRNY) | Active | Mid Cap Blend | $208K | 4,606 | 51.66% |
Location
COLUMBIA, MD
HOWARD
Location
COLUMBIA, MD
Headquartered in COLUMBIA, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- HOWARD
- Address
- 8860 Columbia 100 Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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