ALPHA DNA INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2020
Total AUM
$195M
Discretionary
$90M
46% of AUM
Avg account
$297K
Accounts
655
Employees
4
Advisory reps
3

Firm details

Headquarters
COLUMBIA, Maryland
CRD number
288198
Registered since
September 14, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other Investment Advisers62.23%
  • Pooled Investment Vehicles27.89%
  • HNWI8.72%
  • Individuals1.17%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alpha Dna Investment Management is an SEC-registered investment adviser that runs a concentrated, equity-first strategy for a mix of individual, family and institutional clients. The firm emphasizes exchange-traded equities and publicly listed ETFs as the primary allocation vehicle, with portfolio management services offered to businesses and institutions. Fee arrangements include both a percentage of assets under management and performance-based fees, signaling a willingness to align compensation with outcomes for certain accounts or pooled vehicles. The adviser also sponsors and/or manages a single hedge fund, indicating active participation in alternative strategies alongside its public-market activity. Alpha Dna’s filings flag a preference for equities as the dominant exposure across managed assets, with a material tilt toward exchange-traded instruments rather than purely mutual-fund or separately managed account structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Derivatives 1%, Cash & Cash Equivalents 1%98%
  • Exchange Traded Equities98%
  • Derivatives1%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • Joshua Chartier

    Associate Portfolio ManagerCRD 8047714

  • WAYNE FERBERT

    Managing DirectorCRD 4520127

  • Roderick Fertig

    Partner and Co-FounderCRD 7387490

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$403K in ETFs

Passive

48%

$194K

Active

52%

$208K

ETFProviderStyleCategoryValueShares% of portfolio
BURNEY US FACTOR ROTATION ETF (BRNY)ActiveMid Cap Blend$208K4,60651.66%

Location

Primary office

COLUMBIA, MD

HOWARD

Location

COLUMBIA, MD

Headquartered in COLUMBIA, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
HOWARD
Address
8860 Columbia 100 Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth