OFC Wealth Management
Firm details
- Headquarters
- ,
- CRD number
- 133846
- Registered since
- July 1, 2024
- Website
- www.ofcwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.2%
- Individuals16.67%
- Charitable Organizations1.81%
- Corporations / Businesses0.32%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
OFC Wealth Management is an independent, privately owned registered investment adviser that began SEC registration in 2024 and is organized as a limited liability company. The firm serves individual and family clients (and small-business portfolios) and provides financial planning and discretionary portfolio management. Its fee model includes asset-based fees, hourly charges and fixed-fee engagements. The firm reports being an active ESG investor and does not identify as a multi-state adviser or a pension consultant; it is owned by an individual and is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities23%
- US Government Bonds1%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Jeffrey Waters
President and Chief Investment OfficerCRD 1581068
Contacts
1 of 1
Emily Jaffe
PresidentCRD 4462199
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$73.1M in ETFs
88%
$64.4M
12%
$8.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $15.1M | 25,213 | 20.62% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
White Wing Wealth Management, LLC
RIAThe Woodlands, TX
Anchored Financial Planning LLC
RIAWest Deptford, NJ
Altamont Wealth Management, Inc.
RIALivermore, CA
Genter Advisors LLC
RIALos Angeles, CA
Walton Financial
RIABirmingham, AL
Marathon Strategic Advisors, LLC
RIAPittsburgh, PA