October Wealth Advisors, Inc

RIASEC Registered

Total AUM

$142M

Discretionary

$131M

92% of AUM

Avg account

$406K

Accounts

349

Employees

Advisory reps

Firm details

Headquarters: Fort Smith, Arkansas
CRD number: 153993
Registered since: May 12, 2022
Website: www.octwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI51.95%
Individuals39.28%
Corporations / Businesses7.75%
Charitable Organizations1.02%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

October Wealth Advisors, Inc. is an independent, privately owned registered investment adviser organized as a corporation and SEC-registered in 2022. The firm serves individual and family clients and delivers portfolio management for individuals, small businesses, and institutional/business clients. Its fees are charged as a percentage of assets under management and via fixed fees. October Wealth Advisors does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or related adviser.