FINANCIAL LEGACY MANAGEMENT, NC.

Overview

Financial Legacy Management, NC is an independent registered investment adviser that focuses on financial planning and portfolio management for individuals and small business owners. The firm operates under an individual-owner model and provides fee arrangements that include a percentage of AUM, hourly charges, fixed fees and other billing methods. It is not positioned as a capital allocator and does not report ESG investing as an active focus. Investment activity is concentrated on discretionary portfolio management; the firm reports all of its assets as discretionary. Public mutual funds and corporate debt appear to serve as core portfolio building blocks, while the firm also uses third‑party alternative managers for targeted allocations. Business activities include acting as an Other Financial Product Salesperson, which aligns with the firm’s reported use of annuities alongside traditional securities.

Assets & Accounts

Investments & Alternatives

Location & Offices