Financial Legacy Management, NC.

Overview

Financial Legacy Management, NC. is a corporation operating as an independent registered investment adviser. The firm is SEC-registered (registered in 2024) and is owned by an individual principal. Its client mix includes individuals and families as well as institutional clients. Services explicitly offered include financial planning, portfolio management for individuals and small businesses, and pension consulting, and the firm also conducts business activities as an accountant and as a seller of other financial products. The adviser uses a mix of fee arrangements—percentage-of-AUM, hourly fees, fixed fees and other fee types—reflecting flexibility for different client engagement structures. The firm is not described as a capital allocator; instead it relies on externally managed products and third-party managers where appropriate.

Assets & Accounts

Investments & Alternatives

Location & Offices