OCM Investments, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 128803
- Registered since
- March 8, 2004
- Website
- www.oaktreecapital.com
Firm profile
FINTRXOverview
OCM Investments, LLC is a limited liability company that operates as a broker‑dealer affiliate of Oaktree Capital Management. The entity has been SEC‑registered since 2004 and is a member of the Financial Industry Regulatory Authority. OCM functions primarily as a distribution vehicle: certain Oaktree personnel who engage in marketing activities are registered representatives of OCM and may solicit client participation in investment products managed by Oaktree. The firm is not identified in the dataset as an active ESG investor and is not presented as a multi‑state investment adviser or pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4Gloria Lee
Senior Compliance AnalystCRD 5644401
Michael Toomey
Managing DirectorCRD 4482914

Adam Himmelberger
Senior Vice PresidentCRD 7284373
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 333 S Grand Ave
- Time zone
- PT (UTC-8)
- Office locations
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