OCM INVESTMENTS, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
128803
Registered since
March 8, 2004

Firm profile

FINTRX

Overview

OCM Investments, LLC is a limited liability company that operates as a broker-dealer affiliated with Oaktree. The firm is SEC-registered (initial registration in 2004) and is a member of the Financial Industry Regulatory Authority. FINTRX classifies the firm as unclassified; it is not designated as a capital allocator, pension consultant, related adviser, or a multi-state adviser. The firm is not identified as an active ESG investor. Certain Oaktree employees who participate in marketing activities are registered representatives of OCM Investments, LLC. Ownership is listed as domestic entity and individual interests. FINTRX does not list advisory or business activity detail beyond the firm’s broker-dealer role and its affiliation with Oaktree.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Gloria Lee

    Senior Compliance AnalystCRD 5644401

  • MICHAEL TOOMEY

    Managing DirectorCRD 4482914

  • Adam Himmelberger

    Senior Vice PresidentCRD 7284373

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
333 S Grand Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth