OCM Investments, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 128803
- Registered since
- July 6, 2026
- Website
- www.oaktreecapital.com
Firm profile
FINTRXOverview
OCM Investments, LLC is organized as a limited liability company and operates as a broker-dealer affiliate of Oaktree. The firm is SEC-registered (registration noted for 2026) and is a member of the Financial Industry Regulatory Authority. Ownership records indicate a combination of a domestic entity and an individual owner. Regulatory classification is listed as unclassified. The firm functions primarily as a distribution and marketing vehicle tied to Oaktree’s investment platform. Certain Oaktree employees who participate in marketing activities are registered representatives of OCM Investments, LLC, enabling solicitation of investor interest in pooled products managed by Oaktree or its affiliates. The firm is not identified as a capital allocator, multi-state adviser, active ESG investor, pension consultant, related adviser, or a newly formed adviser.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4Gloria Lee
Senior Compliance AnalystCRD 5644401
Michael Toomey
Managing DirectorCRD 4482914

Adam Himmelberger
Senior Vice PresidentCRD 7284373
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 333 S Grand Ave
- Time zone
- PT (UTC-8)
- Office locations
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