OCM Investments, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
128803
Registered since
July 6, 2026

Firm profile

FINTRX

Overview

OCM Investments, LLC is organized as a limited liability company and operates as a broker-dealer affiliate of Oaktree. The firm is SEC-registered (registration noted for 2026) and is a member of the Financial Industry Regulatory Authority. Ownership records indicate a combination of a domestic entity and an individual owner. Regulatory classification is listed as unclassified. The firm functions primarily as a distribution and marketing vehicle tied to Oaktree’s investment platform. Certain Oaktree employees who participate in marketing activities are registered representatives of OCM Investments, LLC, enabling solicitation of investor interest in pooled products managed by Oaktree or its affiliates. The firm is not identified as a capital allocator, multi-state adviser, active ESG investor, pension consultant, related adviser, or a newly formed adviser.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Gloria Lee

    Senior Compliance AnalystCRD 5644401

  • Michael Toomey

    Managing DirectorCRD 4482914

  • Adam Himmelberger

    Adam Himmelberger

    Senior Vice PresidentCRD 7284373

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
333 S Grand Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth