OCEANUS RESEARCH LLC

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$600K
Accounts
5
Employees
1
Advisory reps
2

Firm details

Headquarters
SHORT HILLS, New Jersey
CRD number
314649
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Oceanus Research LLC is a limited liability company that focuses on providing portfolio management services primarily for individuals and small businesses. The firm operates with a fee structure that includes a percentage of assets under management and performance-based fees. While it does not engage in active ESG investing, it does allocate capital to various investment strategies, including alternative investments. The firm caters to a client base that consists of individuals and families, emphasizing personalized financial management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Cash & Cash Equivalents 10%, Derivatives 2%88%
  • Exchange Traded Equities88%
  • Cash & Cash Equivalents10%
  • Derivatives2%

Owners & executives

1 of 1
  • XIAOWEI JIANG

    Founder & Chief Investment OfficerCRD 5031600

Contacts

1 of 1
  • Bo Zhang

    DirectorCRD 7469429

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SHORT HILLS, NJ

ESSEX

Location

SHORT HILLS, NJ

Headquartered in SHORT HILLS, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
51 John F Kennedy Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth