OCEANIQ CAPITAL, LLC

RIASEC RegisteredEst. 2018

Total AUM

$334M

Discretionary

$299M

89% of AUM

Avg account

$739K

Accounts

452

Employees

Advisory reps

Firm details

Headquarters: PALO ALTO, California
CRD number: 168062
Registered since: August 29, 2018
Website: oceaniqcapital.com
Custodians: SCHWAB ADVISOR SERVICES
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI93.42%
Pooled Investment Vehicles6.58%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Oceaniq Capital, LLC is an independent registered investment adviser formed in 2018 that serves individual, family and institutional clients. The firm operates as a capital allocator and sponsor/manager of pooled vehicles, combining financial planning and portfolio management with selection of third‑party managers and educational programming. Its advisory fee menu includes percentage‑of‑AUM fees alongside hourly, fixed and performance‑based arrangements, reflecting flexibility for both advisory relationships and sponsored investment vehicles. Oceaniq does not identify as an active ESG investor. Services explicitly offered include comprehensive financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, institutional portfolio management, third‑party manager selection and educational seminars. The firm’s regulatory classification and operating structure is a limited liability company organized as an independent RIA.