Oceaniq Capital, LLC

RIASEC RegisteredEst. 2018

Total AUM

$334M

Discretionary

$299M

89% of AUM

Avg account

$739K

Accounts

452

Employees

Advisory reps

Firm details

Headquarters: Palo Alto, California
CRD number: 168062
Registered since: August 29, 2018
Website: oceaniqcapital.com
Custodians: SCHWAB ADVISOR SERVICES
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI93.42%
Pooled Investment Vehicles6.58%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Oceaniq Capital, LLC is an independent SEC‑registered investment adviser organized as an LLC and registered in 2018. The firm describes itself as a capital allocator serving both individuals/families and institutional clients. Its advisory franchise combines financial planning, model and discretionary portfolio management across individual and pooled vehicles, selection of sub‑advisers, and investor education. Fee arrangements are flexible and include percentage‑of‑AUM billing plus hourly and fixed fees, with the ability to charge performance‑based fees. Oceaniq does not identify as an active ESG investor and is not structured as a multi‑state adviser.