Daiwa Capital Management Silicon Valley Inc.

RIASEC Registered
Total AUM
$376M
Discretionary
$376M
100% of AUM
Avg account
$188M
Accounts
2
Employees
2
Advisory reps
4

Firm details

Headquarters
Palo Alto, California
CRD number
307581
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%

Firm profile

FINTRX

Overview

Daiwa Capital Management Silicon Valley Inc. is an institutional-focused investment adviser that combines fund sponsorship and advisory roles with other broker-dealer and pooled-vehicle activities. The firm’s ownership is listed as a foreign entity and individual, and its client base is institutional rather than retail. Its fee model includes percentage-of-AUM charges plus performance-based fees and other fee arrangements. The firm does not describe itself as an active ESG investor and does not operate as a multi-state adviser. It serves as a sponsor, general partner or managing member for pooled investment vehicles and maintains broker-dealer and related advisory affiliations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Ryota Komatsu

    Chief Compliance OfficerCRD 7802578

Contacts

3 of 3
  • Naoto Osugi

    Naoto Osugi

    DirectorCRD 6898615

  • Shintaro Furukawa

    DirectorCRD 7771637

  • Yukiko Kanai

    DirectorCRD 8180000

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Palo Alto, CA

Santa Clara

Location

Palo Alto, CA

Headquartered in Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
265 Lytton Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth