Daiwa Capital Management Silicon Valley Inc.
Firm details
- Headquarters
- Palo Alto, California
- CRD number
- 307581
- Registered since
- October 25, 2023
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Daiwa Capital Management Silicon Valley Inc. is an institutional registered investment adviser organized as a corporation and registered with the SEC in 2023. The firm serves institutional investors and focuses on managing pooled investment vehicles; it also has affiliations that include broker-dealer activity and roles as sponsor/GP or managing member of pooled vehicles. Ownership is noted as a mix of a foreign entity and an individual. Fee arrangements include a percentage of assets under management and performance-based fees. The firm is not identified as an active ESG investor, does not act as a capital allocator, and does not operate as a multi-state or pension consultant adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Ryota Komatsu
Chief Compliance OfficerCRD 7802578
Contacts
3 of 3
Naoto Osugi
DirectorCRD 6898615
Shintaro Furukawa
DirectorCRD 7771637
Yukiko Kanai
DirectorCRD 8180000
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Palo Alto, CA
Santa Clara
Location
Palo Alto, CA
Headquartered in Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 265 Lytton Ave
- Time zone
- PT (UTC-8)
- Office locations
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