Daiwa Capital Management Silicon Valley Inc.
Firm details
- Headquarters
- Palo Alto, California
- CRD number
- 307581
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles100%
Firm profile
FINTRXOverview
Daiwa Capital Management Silicon Valley Inc. is an institutional-focused investment adviser that combines fund sponsorship and advisory roles with other broker-dealer and pooled-vehicle activities. The firm’s ownership is listed as a foreign entity and individual, and its client base is institutional rather than retail. Its fee model includes percentage-of-AUM charges plus performance-based fees and other fee arrangements. The firm does not describe itself as an active ESG investor and does not operate as a multi-state adviser. It serves as a sponsor, general partner or managing member for pooled investment vehicles and maintains broker-dealer and related advisory affiliations.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Ryota Komatsu
Chief Compliance OfficerCRD 7802578
Contacts
3 of 3
Naoto Osugi
DirectorCRD 6898615
Shintaro Furukawa
DirectorCRD 7771637
Yukiko Kanai
DirectorCRD 8180000
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Palo Alto, CA
Santa Clara
Location
Palo Alto, CA
Headquartered in Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 265 Lytton Ave
- Time zone
- PT (UTC-8)
- Office locations
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