Ocean Park Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Edina, Minnesota
CRD number
282608
Registered since
July 11, 2016

Firm profile

FINTRX

Overview

Ocean Park Securities, LLC is an SEC-registered limited liability company formed in 2016 that is classified as an investment bank. The firm is individually owned and, based on the available dataset, operates more like a broker-dealer/transaction-focused intermediary than a traditional asset manager: it is not identified as a capital allocator, is not registered as a multi-state adviser, and does not report active ESG investment activity. The dataset does not provide detail about specific business lines, advisory offerings, fee schedules, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Mark Fisler

    Mark Fisler

    Managing DirectorCRD 1411345

  • William Comer

    William Comer

    Founder and Managing DirectorCRD 2633820

  • Frank Kim

    Frank Kim

    Managing DirectorCRD 4703726

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Edina, MN

Hennepin

Location

Edina, MN

Headquartered in Edina, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7300 Metro Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth