Occidental Asset Management, LLC
Firm details
- Headquarters
- Burlingame, California
- CRD number
- 168650
- Registered since
- September 6, 2013
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Occidental Asset Management, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2013. The firm focuses on individual and family clients and charges fees as a percentage of assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers, which the firm identifies as part of its capital‑allocator role. Occidental does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds5%
- State & Local Bonds5%
- Investment Grade Corp Bonds5%
- Private Funds5%
Contacts
3 of 12
Federico Londono Castillo
Associate PlannerCRD 7200770
Manuel Ortiz Aquino
Managing PartnerCRD 6150167
John Wilbourne
Managing PartnerCRD 2426039
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 167Active vs passive
$542M in ETFs
88%
$475M
12%
$66.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF (SPIB) | State Street | Passive | Corporate Bond | $27.8M | 828,966 | 5.13% |
Location
Burlingame, CA
San Mateo
Location
Burlingame, CA
Headquartered in Burlingame, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 301 California Dr
- Time zone
- PT (UTC-8)
- Office locations
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