Occidental Asset Management, LLC
Firm details
- Headquarters
- Burlingame, California
- CRD number
- 168650
- Registered since
- September 6, 2013
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Occidental Asset Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm serves individuals and families on a fee‑based, percentage‑of‑AUM model and provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Occidental describes itself as a capital allocator, which aligns with its practice of selecting external managers when appropriate. The firm does not identify as an active ESG investor and is not listed as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds5%
- State & Local Bonds5%
- Investment Grade Corp Bonds5%
- Private Funds5%
Contacts
3 of 12
Federico Londono Castillo
Associate PlannerCRD 7200770
Manuel Ortiz Aquino
Managing PartnerCRD 6150167
John Wilbourne
Managing PartnerCRD 2426039
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 178Active vs passive
$593M in ETFs
87%
$516M
12%
$76.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF (SPIB) | State Street | Passive | Corporate Bond | $28.2M | 842,398 | 4.76% |
Location
Burlingame, CA
San Mateo
Location
Burlingame, CA
Headquartered in Burlingame, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 301 California Dr
- Time zone
- PT (UTC-8)
- Office locations
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