Occidental Asset Management, LLC
Firm details
- Headquarters
- Burlingame, California
- CRD number
- 168650
- Registered since
- September 6, 2013
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Occidental Asset Management, LLC is an independent RIA formed as an LLC and registered with the SEC in 2013. The firm serves individual and family clients on a percentage-of-AUM fee model and positions itself as a capital allocator, offering financial planning, discretionary portfolio management for individuals and small businesses, and selection of third-party advisers. The firm reports it is not an active ESG investor and—per its snapshot—does not identify as a multistate adviser, even though it maintains multiple office locations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds5%
- State & Local Bonds5%
- Investment Grade Corp Bonds5%
- Private Funds5%
Contacts
3 of 12
James Griffin
Managing PartnerCRD 5180016
Bugra Bakan
Managing PartnerCRD 4524172
Nicholas Maratta
Managing PartnerCRD 3241817
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 178Active vs passive
$593M in ETFs
87%
$516M
12%
$76.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF (SPIB) | State Street | Passive | Corporate Bond | $28.2M | 842,398 | 4.76% |
Location
Burlingame, CA
San Mateo
Location
Burlingame, CA
Headquartered in Burlingame, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 301 California Dr
- Time zone
- PT (UTC-8)
- Office locations
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