Occidental Asset Management, LLC
Firm details
- Headquarters
- Burlingame, California
- CRD number
- 168650
- Registered since
- September 6, 2013
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- HNWI76.48%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Occidental Asset Management, LLC is an independent, SEC-registered registered investment adviser (registration year 2013) organized as an LLC that serves individual and family clients on a percentage-of-AUM fee model. The firm describes itself as a capital allocator that provides financial planning, discretionary portfolio management for individuals and small businesses, and the selection of other advisers. Its public filings indicate a preference for equity-oriented strategies and a non-ESG investment posture.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds5%
- State & Local Bonds5%
- Investment Grade Corp Bonds5%
- Private Funds5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 197Active vs passive
$609M in ETFs
85%
$518M
13%
$90.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF (SPIB) | State Street | Passive | Corporate Bond | $29.4M | 910,484 | 4.83% |
Location
Burlingame, CA
San Mateo
Location
Burlingame, CA
Headquartered in Burlingame, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 301 California Dr
- Time zone
- PT (UTC-8)
- Office locations
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