Lateral Investment Management, LLC
Firm details
- Headquarters
- Burlingame, California
- CRD number
- 159649
- Registered since
- January 23, 2018
- Website
- lateralim.com
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Lateral Investment Management, LLC is an SEC-registered investment adviser organized as a limited liability company and operating as a private equity fund manager for institutional clients. The firm, registered in 2018, focuses on portfolio management for pooled investment vehicles and functions in sponsor/GP and managing-member roles rather than acting solely as a capital allocator. Its fee model includes percentage-of-AUM charges alongside performance-based fees and other fee arrangements. The firm identifies as an active ESG investor and targets private-market strategies through both internally advised vehicles and allocations to external managers. It is owned by an individual and does not present itself as a multi-state adviser, pension consultant, or related adviser in the public snapshot.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
David Lin
Chief Financial OfficerCRD 5857252

Nicholas Frederick
Senior Counsel & Chief Compliance OfficerCRD 5462814
Contacts
2 of 2
Dhamitha De Silva
Managing PartnerCRD 5998887

Marie Hickey
Managing DirectorCRD 7720473
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Burlingame, CA
San Mateo
Location
Burlingame, CA
Headquartered in Burlingame, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 250 California Dr
- Time zone
- PT (UTC-8)
- Office locations
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