OC CAPITAL MANAGEMENT LTD

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
335522
Registered since
March 10, 2025

Firm profile

FINTRX

Overview

OC Capital Management Ltd is registered with the SEC in 2025 and describes itself as an Other-type advisory firm. Public filings show limited disclosure of client-facing advisory services; the firm’s visible activity centers on advising a private pooled vehicle rather than managing retail accounts. The firm is not flagged as an active ESG investor, is not a pension consultant, and does not identify as a multi-state adviser or capital allocator. Classification on the filing is unclassified and ownership is recorded as a mix of a domestic entity and individual ownership. The adviser’s public profile does not include a stated retail investment philosophy or a listed suite of model portfolios. Instead, the firm’s primary investment engagement is operating as an adviser to a single hedge fund, implying focus on alternative strategies and pooled-vehicle management rather than traditional advisory mandates for individual clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Richard Monte

    DirectorCRD 8055256

  • Elias Ladopoulos

    DirectorCRD 7393860

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
200 Spectrum Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth