RX3, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
297294

Firm profile

FINTRX

Overview

Rx3, LLC is organized as a limited liability company that operates in multiple capacities across the financial services space. Regulatory and classification details in the record are sparse: the firm is listed as unclassified and its SEC registration year is not provided. The firm is not flagged as a capital allocator, is not marked as an active ESG investor, and is not registered as a multistate adviser. Operationally, Rx3 functions beyond a traditional advisory role. The firm is identified as a broker-dealer and an investment adviser, and it also serves as sponsor, general partner, and managing member for pooled investment vehicles. Those roles indicate direct involvement in structuring and operating private funds rather than only providing third‑party manager selection or discretionary retail wealth management.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • GORDON ROTH

    Chief Financial OfficerCRD 3167226

Contacts

3 of 3
  • BYRON ROTH

    Executive ChairmanCRD 1768553

  • NATHAN RAABE

    Managing PartnerCRD 6448057

  • Aaron Rodgers

    Co-Founder & General PartnerCRD 7417199

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
19900 MacArthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth