OASIS INVESTMENT STRATEGIES LLC

RIASEC RegisteredEst. 2010

Total AUM

$5.7B

Discretionary

$5.7B

100% of AUM

Avg account

$1.4B

Accounts

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 152957
Registered since: May 7, 2010
Website: www.rjoasis.com
Custodians: CHICAGO MERCANTILE EXCHANGE, BMO BANK, NA, BANK OF HOPE, ICE EUROPE, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, THE BANK OF NEW YORK MELLON, MERCHANTS BANK OF INDIANA, TRISTATE CAPITAL BANK, THE ICE, MINNEAPOLIS GRAIN EXCHANGE (MGEX), CHS, CITI PRIVATE BANK, DEUTSCHE BANK SECURITIES INC., ADM INVESTOR SERVICES INC., OCC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses99.69%
Pooled Investment Vehicles0.31%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oasis Investment Strategies LLC is an SEC-registered investment adviser formed in 2010 and organized as an LLC. The firm primarily serves institutional clients and provides portfolio management for pooled investment vehicles and for businesses or other institutions. Its revenue model combines asset-based fees and fixed-fee arrangements. Ownership appears to involve both a domestic entity and an individual. Oasis does not present itself as a capital allocator and is not designated as a multi-state or newly formed adviser. The firm is not identified as an active ESG investor. Industry affiliations include relationships with broker-dealers, other investment advisers, futures commission merchants and an insurance company, which is consistent with activity across traditional and exchange/clearing-based markets.