NEUBERGER BERMAN LOAN ADVISERS IV LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 324282
- Registered since
- February 10, 2023
- Website
- www.nb.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Neuberger Berman Loan Advisers IV LLC is a limited liability company established as an SEC-registered adviser in 2023 that operates as a manager of pooled investment vehicles with an institutional client focus. It is organized and classified around securitized asset strategies, with portfolio management responsibilities for funds that hold loans and structured credit. The firm is not a pure capital allocator — it functions as a sponsor/GP/managing member of pooled vehicles and participates in multiple industry roles (including broker-dealer and registered municipal advisor relationships), which supports an integrated servicing and distribution model for its funds. The firm charges a mix of percentage-of-assets and performance-based fees, and it identifies as an active ESG investor, which will influence manager selection, underwriting standards and ongoing portfolio monitoring. Client relationships are institutional in nature, and the business is set up to run closed-end or pooled vehicles rather than individual retail advisory accounts.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Anne Brennan
Chief Risk OfficerCRD 2387556
Ashok Bhatia
Co-Chief Investment OfficerCRD 2378849
Contacts
3 of 3Kenneth deRegt
DirectorCRD 1030085
BRIAN LORD
SVPCRD 4481766
STEPHEN WRIGHT
Business Control ManagerCRD 4535690
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 190 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
HEITMAN CAPITAL MANAGEMENT LLC
RIACHICAGO, IL
ANTARES CAPITAL CREDIT ADVISERS LLC
RIACHICAGO, IL
BMO ASSET MANAGEMENT CORP.
RIACHICAGO, IL
GEM REALTY CAPITAL
RIACHICAGO, IL
MAINSTREET ADVISORS
RIACHICAGO, IL
OASIS INVESTMENT STRATEGIES LLC
RIACHICAGO, IL