Oakwood Capital Securities, Inc.

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
96
Avg account
$0

Firm details

Headquarters
Fort Myers, Florida
CRD number
21000
Registered since
November 6, 1987

Firm profile

FINTRX

Overview

Oakwood Capital Securities, Inc. is organized as a corporation and has been registered with the SEC since 1987. Ownership is recorded as a mix of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and provides only limited operational detail. The firm is recorded as not being a capital allocator and not an active ESG investor. It is also listed as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. FINTRX does not supply information on the firm's client base, fee structure, business activities, or specific advisory offerings.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Douglas King

    Douglas King

    President, CEOCRD 1375683

  • Ryan Warner

    Ryan Warner

    Chief Compliance OfficerCRD 4600110

  • Keith Huberman

    Keith Huberman

    COOCRD 3035582

Contacts

3 of 93
  • John Felton

    John Felton

    PresidentCRD 3008859

  • Neil Tjon Hing

    Neil Tjon Hing

    Financial ConsultantCRD 6368199

  • Debora Valenciano

    Debora Valenciano

    Registered RepresentativeCRD 2885615

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Myers, FL

Lee

Location

Fort Myers, FL

Headquartered in Fort Myers, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Lee
Address
15701 S Tamiami Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth