OAKWOOD CAPITAL SECURITIES, INC.
Firm details
- Headquarters
- FORT MYERS, Florida
- CRD number
- 21000
- Registered since
- November 6, 1987
- Website
- www.gardnerfinancialmn.com
Firm profile
FINTRXOverview
Oakwood Capital Securities, Inc. is registered as a corporate entity with the SEC since 1987. FINTRX classifies the firm as unclassified and records the owner structure as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. Public disclosures in the dataset do not include descriptions of the firm’s advisory activities, client segments, or fee arrangements; those areas are blank in the FINTRX snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2DOUGLAS KING
President, CEOCRD 1375683
RYAN WARNER
Chief Compliance OfficerCRD 4600110
Contacts
3 of 92John Felton
PresidentCRD 3008859
Neil Tjon Hing
Financial ConsultantCRD 6368199
DEBORA VALENCIANO
Registered RepresentativeCRD 2885615
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
FORT MYERS, FL
LEE
Location
FORT MYERS, FL
Headquartered in FORT MYERS, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.
- Metro area
- Cape Coral-Fort Myers-Naples, FL
- Region
- South
- County
- LEE
- Address
- 15701 S Tamiami Trl
- Time zone
- ET (UTC-5)
- Office locations
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