OAKWOOD CAPITAL SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
94
Avg account
$0

Firm details

Headquarters
FORT MYERS, Florida
CRD number
21000
Registered since
November 6, 1987

Firm profile

FINTRX

Overview

Oakwood Capital Securities, Inc. is registered as a corporate entity with the SEC since 1987. FINTRX classifies the firm as unclassified and records the owner structure as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. Public disclosures in the dataset do not include descriptions of the firm’s advisory activities, client segments, or fee arrangements; those areas are blank in the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DOUGLAS KING

    President, CEOCRD 1375683

  • RYAN WARNER

    Chief Compliance OfficerCRD 4600110

Contacts

3 of 92
  • John Felton

    PresidentCRD 3008859

  • Neil Tjon Hing

    Financial ConsultantCRD 6368199

  • DEBORA VALENCIANO

    Registered RepresentativeCRD 2885615

Unlock 89 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FORT MYERS, FL

LEE

Location

FORT MYERS, FL

Headquartered in FORT MYERS, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
LEE
Address
15701 S Tamiami Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth