Oakwood Capital Securities, Inc.
Firm details
- Headquarters
- Fort Myers, Florida
- CRD number
- 21000
- Registered since
- November 6, 1987
- Website
- www.gardnerfinancialmn.com
Firm profile
FINTRXOverview
Oakwood Capital Securities, Inc. is organized as a corporation and has been registered with the SEC since 1987. Ownership is recorded as a mix of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and provides only limited operational detail. The firm is recorded as not being a capital allocator and not an active ESG investor. It is also listed as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. FINTRX does not supply information on the firm's client base, fee structure, business activities, or specific advisory offerings.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Douglas King
President, CEOCRD 1375683

Ryan Warner
Chief Compliance OfficerCRD 4600110

Keith Huberman
COOCRD 3035582
Contacts
3 of 93
John Felton
PresidentCRD 3008859

Neil Tjon Hing
Financial ConsultantCRD 6368199

Debora Valenciano
Registered RepresentativeCRD 2885615
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Fort Myers, FL
Lee
Location
Fort Myers, FL
Headquartered in Fort Myers, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.
- Metro area
- Cape Coral-Fort Myers-Naples, FL
- Region
- South
- County
- Lee
- Address
- 15701 S Tamiami Trl
- Time zone
- ET (UTC-5)
- Office locations
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