CAPTIVEX SECURITIES LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
WINTER PARK, Florida
CRD number
332134
Registered since
June 27, 2025

Firm profile

FINTRX

Overview

Captivex Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser with a 2025 registration year. The record classifies the firm as unclassified and lists its owner type as a domestic entity and individual. FINTRX indicates the firm does not operate as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser, pension consultant, related adviser, or newly formed adviser. The dataset provides minimal descriptive detail about business lines, advisory activities, or client segments; no fee structure or stated investment mandates are included in the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • RICHARD ONESTO

    CFO/FINOPCRD 2453096

  • JOHN BYRNE

    Chief Compliance OfficerCRD 1255284

Contacts

1 of 1
  • DANIEL HEALY

    Registered RepresentativeCRD 2364020

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WINTER PARK, FL

ORANGE

Location

WINTER PARK, FL

Headquartered in WINTER PARK, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
2431 Aloma Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth