Oak Maple Finance, LLC

RIASEC Registered
Total AUM
$92.5M
Discretionary
$92.5M
100% of AUM
Avg account
$498K
Accounts
186
Employees
5
Advisory reps
2

Firm details

Headquarters
Burlington, Vermont
CRD number
322908
Website
www.oakmaple.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals87.38%
  • HNWI12.62%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Oak Maple Finance, LLC is an independent, individual-owned registered investment adviser that serves primarily individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and runs educational seminars and workshops. Its fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Oak Maple identifies as an active ESG investor, and its services are delivered under an independent RIA model rather than through a related-adviser or capital-allocator structure.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 21%, Cash & Cash Equivalents 4%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities21%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

2 of 2
  • Rebecca Walsh

    Rebecca Walsh

    Founder and CCOCRD 5462343

  • Corrie Parker

    Financial AdvisorCRD 8019570

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Burlington, VT

Chittenden

Location

Burlington, VT

Headquartered in Burlington, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.

Metro area
Burlington-South Burlington-Barre, VT
Region
Northeast
County
Chittenden
Address
35 King St
Time zone
ET (UTC-5)
Office locations

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