OAK GROVE CAPITAL, LLC

RIASEC RegisteredEst. 2017
Total AUM
$871M
Discretionary
$871M
100% of AUM
Avg account
$2.5M
Accounts
346
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
165465
Registered since
November 17, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI92.93%
  • Corporations / Businesses5.9%
  • Individuals1.16%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oak Grove Capital, LLC is a privately owned limited liability company that has been SEC-registered since 2017. The firm acts as an investment adviser to both individual/family and institutional clients, providing portfolio management for individuals, small businesses, and businesses or institutions. Oak Grove charges fees as a percentage of assets under management and reports that it does not position itself as an ESG-focused or multi-state adviser. Its advisory activities are delivered through externally managed strategies rather than functioning as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Derivatives 37%, Public Funds/Mutual Funds 6%, Cash & Cash Equivalents 4%53%
  • Exchange Traded Equities53%
  • Derivatives37%
  • Public Funds/Mutual Funds6%
  • Cash & Cash Equivalents4%

Contacts

2 of 2
  • Michael Merley

    PartnerCRD 6865034

  • MARK VISNIC

    Managing Principal and FounderCRD 4599450

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$15.1M in ETFs

Passive

87%

$13.1M

Active

14%

$2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$5.6M94,90036.73%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth