Oak Grove Capital, LLC

RIASEC Registered
Total AUM
$871M
Discretionary
$871M
100% of AUM
Avg account
$2.5M
Accounts
346
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
165465
Registered since
November 17, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI92.93%
  • Corporations / Businesses5.9%
  • Individuals1.16%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oak Grove Capital, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm serves both individual and family clients as well as institutional clients, operating primarily on a percentage-of-assets-under-management fee model. Its advisory work focuses on discretionary portfolio management for individuals and small businesses and on portfolio management for larger business or institutional accounts. The firm reports it does not position itself as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Derivatives 37%, Public Funds/Mutual Funds 6%, Cash & Cash Equivalents 4%53%
  • Exchange Traded Equities53%
  • Derivatives37%
  • Public Funds/Mutual Funds6%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • Mark Visnic

    Managing Principal and FounderCRD 4599450

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$45.6M in ETFs

Passive

37%

$17M

Active

6%

$28.6M

ETFProviderStyleCategoryValueShares% of portfolio
ROUNDHILL MEMORY ETF (DRAM)$20.3M335,95044.46%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth