OAK ASSOCIATES LTD

RIASEC RegisteredEst. 1985
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$31.7M
Accounts
56
Employees
8
Advisory reps
3

Firm details

Headquarters
AKRON, Ohio
CRD number
108874
Registered since
March 13, 1985
Custodians
UBS FINANCIAL SERVICES INC., THE BANK OF NEW YORK MELLON, KEY BANK NATIONAL ASSOCIATION
Fee structure
Percentage of AUM
Client types
  • Investment Companies84.11%
  • Charitable Organizations5.67%
  • HNWI4.76%
  • Other Investment Advisers2.97%
  • Pension & Profit Sharing Plans2.4%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oak Associates Ltd is a Delaware limited liability company that has been SEC-registered since 1985 and operates as an owner-managed advisory practice serving both individual/family and institutional clients. The firm charges fees as a percentage of assets under management and focuses on discretionary portfolio management across a mix of client types, including individuals/small businesses, investment companies, and other businesses or institutions. Oak Associates is not positioned as an ESG-focused manager, does not describe itself as a multi-state adviser, and does not identify as a pension consultant or related adviser. The firm received recognition on CNBC’s Top 100 Financial Advisory Firms list in 2019 and 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • ROBERT STIMPSON

    Co-Chief Investment OfficerCRD 2702926

  • MARGARET BALLINGER

    Chief Compliance OfficerCRD 2794028

Contacts

1 of 1
  • JEFFREY TRAVIS

    Portfolio ManagerCRD 5161258

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$2.6M in ETFs

Passive

100%

$2.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI ACWI EX US ETF (ACWX)BlackRockPassiveForeign Large Blend$1.5M21,65857.15%

Location

Primary office

AKRON, OH

SUMMIT

Location

AKRON, OH

Headquartered in AKRON, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
SUMMIT
Address
3800 Embassy Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth