WARTHER PRIVATE WEALTH

RIASEC RegisteredEst. 2022
Total AUM
$371M
Discretionary
$371M
100% of AUM
Avg account
$602K
Accounts
617
Employees
9
Advisory reps
2

Firm details

Headquarters
AKRON, Ohio
CRD number
125145
Registered since
July 28, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI60.06%
  • Individuals29.03%
  • Other7.73%
  • Corporations / Businesses3.18%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Warther Private Wealth is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm is owned by an individual and serves both individual/family clients and institutional relationships. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation methods are mixed: percentage-of-AUM fees alongside hourly and fixed-fee arrangements and other fee structures. The firm does not identify itself as an active ESG investor and is affiliated with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, US Government Bonds 15%, Public Funds/Mutual Funds 3%, Cash & Cash Equivalents 3%79%
  • Exchange Traded Equities79%
  • US Government Bonds15%
  • Public Funds/Mutual Funds3%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • ROBERT WARTHER

    CEO & FounderCRD 813761

Contacts

1 of 1
  • JOSHUA SONNHALTER

    PresidentCRD 6384696

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$2.1M in ETFs

Passive

100%

$2.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$1.2M2,08558.79%

Location

Primary office

AKRON, OH

SUMMIT

Location

AKRON, OH

Headquartered in AKRON, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
SUMMIT
Address
1075 W Market St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth