NOVAPOINT CAPITAL LLC

RIASEC RegisteredEst. 2019
Total AUM
$536M
Discretionary
$536M
100% of AUM
Avg account
$660K
Accounts
812
Employees
6
Advisory reps
4

Firm details

Headquarters
Atlanta, Georgia
CRD number
173663
Registered since
July 1, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Other Investment Advisers48.38%
  • HNWI40.53%
  • Individuals10.96%
  • Corporations / Businesses0.08%
  • Pension & Profit Sharing Plans0.03%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Novapoint Capital LLC is an independent, SEC-registered investment adviser organized as an LLC and registered in 2019. The firm serves a mix of individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Novapoint does not identify as an active ESG investor, is not a multi-state adviser per the ADV flags, and does not act as a dedicated capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 27%, US Government Bonds 8%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 3%, State & Local Bonds 1%, Private Funds 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds27%
  • US Government Bonds8%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds3%

Owners & executives

1 of 1
  • JOSEPH SROKA

    Chief Investment OfficerCRD 2281069

Contacts

3 of 3
  • FREDERICK WRIGHT

    Managing DirectorCRD 2149113

  • Meghan Hoover

    Investment AssociateCRD 8121575

  • ALAN CONNER

    PresidentCRD 1989011

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$157M in ETFs

Passive

70%

$110M

Active

7%

$46.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF (IBDR)BlackRockPassiveTarget Maturity$15.4M634,8769.82%

Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
1175 Peachtree St NE
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth