FINANCIAL INNOVATIONS, LLC

RIASEC RegisteredEst. 2007

Total AUM

$535M

Discretionary

0% of AUM

Avg account

$500K

Accounts

1,071

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 142769
Registered since: January 26, 2007
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.25%
Individuals7.18%
Pension & Profit Sharing Plans4.11%
Corporations / Businesses0.83%
Other0.63%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Innovations, LLC is an independent registered investment adviser that provides financial planning, portfolio management for individuals and small businesses, pension consulting services and educational seminars. The firm takes an advisory approach oriented toward fee-based relationships (percentage of AUM, hourly and fixed fees) and serves both individual & family clients and institutional buyers. The firm is structured as a limited liability company, is owner-operated (individual owner), and has been SEC-registered since 2007. Investment implementation favors pooled public vehicles: the firm's reported asset mix is concentrated in public funds and mutual funds. Financial Innovations does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm lists ongoing professional linkages with accountants and law firms and conducts client education as part of its service set.