NORTHPEAK FINANCIAL, INC.

RIASEC Registered

Total AUM

$66.8M

Discretionary

$65.7M

98% of AUM

Avg account

$203K

Accounts

329

Employees

3

Advisory reps

2

Firm details

Headquarters: FREDERICK, Maryland
CRD number: 142970
Custodians: CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals53.81%
HNWI46.19%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Northpeak Financial, Inc. is an independent registered investment adviser that serves individual and family clients and also operates as an insurance broker. The firm offers a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee schedule includes percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is owned by an individual and is not structured as a capital allocator; it does not position itself as an ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities54%
Investment Grade Corp Bonds23%
Cash & Cash Equivalents23%

Contacts

2 of 2

Christopher Rhoads
Vice PresidentCRD 6783716
JASON COX
Financial AdvisorCRD 2998112

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

FREDERICK, MD

FREDERICK

Location

FREDERICK, MD

Headquartered in FREDERICK, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: FREDERICK
Address: 50 Carroll Creek Way
Time zone: ET (UTC-5)
Office locations

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