Northland Capital Management

RIASEC RegisteredEst. 2020
Total AUM
$235M
Discretionary
$235M
100% of AUM
Avg account
$426K
Accounts
551
Employees
6
Advisory reps
3

Firm details

Headquarters
Virginia, Minnesota
CRD number
146452
Registered since
April 10, 2020
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI57.02%
  • Individuals42.34%
  • State / Municipal Government0.64%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Northland Capital Management is an independent, LLC-structured registered investment adviser that began SEC registration in 2020 and is owned by an individual. The firm serves both individual/family and institutional clients and offers financial planning and portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and on an hourly basis. The firm describes itself as an active ESG investor and is not registered as a multi-state adviser or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

3 of 3
  • Julie Johnson

    Investment Advisor RepresentativeCRD 6696422

  • Christopher Erickson

    PresidentCRD 2402116

  • Andrew Rogers

    Investment Advisor RepresentativeCRD 7406220

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$185M in ETFs

Passive

65%

$121M

Active

28%

$64.1M

ETFProviderStyleCategoryValueShares% of portfolio
BONDBLOXX BLOOMBERG TEN YEAR TARGET DURATION US TREASURY ETF (XTEN)BondBloxxPassiveLong Government$26.9M590,56514.53%

Location

Primary office

Virginia, MN

Saint Louis

Location

Virginia, MN

Headquartered in Virginia, MN, in the Midwest of the United States.

Region
Midwest
County
Saint Louis
Address
401 N 6th Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth