JONES KERTZ & ASSOCIATES, INC.
Firm details
- Headquarters
- BLAINE, Minnesota
- CRD number
- 104976
- Registered since
- March 19, 2018
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI95.09%
- Individuals2.61%
- Pension & Profit Sharing Plans2.12%
- Corporations / Businesses0.18%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Jones Kertz & Associates, Inc. is an owner-operated, SEC-registered registered investment adviser formed in 2018 and organized as a corporation. The firm focuses on portfolio management for individuals and small businesses and charges clients a percentage-of-AUM fee. Its client base is primarily individual and family investors rather than institutional or pension clients. The firm is not identified as an active ESG investor, does not operate as a capital allocator, and is not listed as a multi-state or pension consulting adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1BRIAN KERTZ
CEO and CCOCRD 2464023
Contacts
3 of 3LINDA WILKE
Investment Advisor RepresentativeCRD 2151254
MICHAEL MCCOOL
Financial AdvisorCRD 2316059
MARGARET JONES
Area Vice PresidentCRD 1433814
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$11.3M in ETFs
77%
$8.7M
24%
$2.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $3.9M | 6,058 | 34.80% |
Location
BLAINE, MN
ANOKA
Location
BLAINE, MN
Headquartered in BLAINE, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- ANOKA
- Address
- 9298 Central Ave NE
- Time zone
- CT (UTC-6)
- Office locations
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