Northern Capital Management, Inc.

RIASEC Registered

Total AUM

$918M

Discretionary

$916M

100% of AUM

Avg account

$492K

Accounts

1,866

Employees

11

Advisory reps

11

Firm details

Headquarters: Spokane, Washington
CRD number: 111379
Registered since: November 5, 1993
Website: northernwelcome.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI44.41%
Pension & Profit Sharing Plans37.98%
Individuals16.06%
Corporations / Businesses1.24%
Charitable Organizations0.31%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northern Capital Management, Inc. is an independent, privately owned registered investment adviser that provides fee-based financial planning, portfolio management and pension consulting to both individual/family and institutional clients. The firm is SEC-registered (registered in 1993) and lists a mix of percentage-of-AUM fees, fixed fees and other fee arrangements. Its advisory work includes portfolio management for individuals, small businesses and institutions, pension consulting, plus publishing periodic investment commentary and running educational seminars and workshops. The firm does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds86%
US Government Bonds10%
Exchange Traded Equities2%
Cash & Cash Equivalents1%
Other1%

Owners & executives

2 of 2

Michelle Warner
Chief Executive Officer & Chief Compliance OfficerCRD 3042903
Jennifer Isotalo
Chief Operations OfficerCRD 5265053

Contacts

3 of 9

David Holloway
Financial AdvisorCRD 4419768
Laura Hail
Financial AdvisorCRD 5007827
Molly Chase
Financial AdvisorCRD 4664622

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 22

Active vs passive

$219M in ETFs

Passive

100%

$219M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SCHWAB US LARGE-CAP GROWTH ETF (SCHG)	Schwab	Passive	Large Growth	$60.2M	1,779,876	27.49%

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Primary office

Spokane, WA

Spokane

Location

Spokane, WA

Headquartered in Spokane, WA, anchoring the Spokane-Spokane Valley-Coeur d'Alene, WA-ID metro in the West.

Metro area: Spokane-Spokane Valley-Coeur d'Alene, WA-ID
Region: West
County: Spokane
Address: 2700 S Southeast Blvd
Time zone: PT (UTC-8)
Office locations

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