Northeast Investment Management Inc

RIASEC Registered

Total AUM

$3.3B

Discretionary

$3.2B

99% of AUM

Avg account

$2M

Accounts

1,651

Employees

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 105051
Registered since: October 2, 1984
Website: www.northeastinvest.com
Custodians: THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI86.23%
Individuals9.63%
Charitable Organizations2.32%
Corporations / Businesses1.4%
Pension & Profit Sharing Plans0.27%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Northeast Investment Management Inc is an independent, privately owned registered investment adviser that focuses on discretionary portfolio management for individuals, small businesses and institutional clients. The firm is registered with the SEC and first registered in 1984. Its fee model combines a percentage-of-AUM structure with fixed fees. Northeast Investment Management serves individual and family clients as well as institutional mandates, and its stated advisory activity centers on portfolio management for individuals and small businesses. The firm was listed among CNBC’s Top 100 Financial Advisory Firms in 2025. Northeast is not identified as an active ESG investor, is not a pension consultant, and does not present itself as a capital allocator. Ownership is held at the individual level and the business operates as a corporation under the independent RIA classification.