SVB Wealth

RIASEC RegisteredEst. 2014

Total AUM

$3.1B

Discretionary

$3B

98% of AUM

Avg account

$1.2M

Accounts

2,623

Employees

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 172832
Registered since: October 2, 2014
Website: www.firstcitizens.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI72.3%
Corporations / Businesses14.14%
Charitable Organizations6.86%
Individuals5.95%
Pension & Profit Sharing Plans0.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SVB Wealth is organized as a limited liability company and operates as an independent registered investment adviser and capital allocator serving both individual/family and institutional clients. The firm combines advisory services with brokerage, banking and trust capabilities, and charges clients via a mix of percentage-of-AUM and fixed fees. Its advisory scope includes financial planning, portfolio management for individuals and businesses, pension consulting, selection of sub-advisers, and client education through publications and workshops. SVB Wealth does not position itself as an active ESG investor. The firm has been recognized in industry rankings, including Financial Times’ Top 300 RIAs (2020), FA Magazine’s Top RIA Firms (2020), and Barron’s Top 100 RIAs (2021 and 2022).