SVB WEALTH

RIASEC RegisteredEst. 2014

Total AUM

$3.1B

Discretionary

$3B

98% of AUM

Avg account

$1.2M

Accounts

2,623

Employees

Advisory reps

Firm details

Headquarters: BOSTON, Massachusetts
CRD number: 172832
Registered since: October 2, 2014
Website: www.firstcitizens.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI72.3%
Corporations / Businesses14.14%
Charitable Organizations6.86%
Individuals5.95%
Pension & Profit Sharing Plans0.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SVB Wealth is an independent registered investment adviser organized as an LLC and registered with the SEC in 2014. The firm acts as a capital allocator and serves both individual & family and institutional clients. Its fees are charged primarily as a percentage of AUM with the option of fixed fees for certain engagements. SVB Wealth maintains affiliated business activities as a registered representative of a broker‑dealer and through relationships with a bank and a trust company, and it offers a broad set of advisory services including financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers, and educational publications and seminars. The firm does not identify as an active ESG investor. SVB Wealth has received industry recognition: it appeared among Financial Times’ Top 300 RIA Firms (2020), in FA Magazine’s Top RIA Firms (2020), and was listed in Barron’s Top 100 RIA Firms in both 2021 and 2022.