SVB Wealth

RIASEC Registered

Total AUM

$3.1B

Discretionary

$3B

98% of AUM

Avg account

$1.2M

Accounts

2,623

Employees

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 172832
Registered since: October 2, 2014
Website: www.firstcitizens.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI72.3%
Corporations / Businesses14.14%
Charitable Organizations6.86%
Individuals5.95%
Pension & Profit Sharing Plans0.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SVB Wealth is an independent registered investment adviser organized as an LLC and registered with the SEC in 2014. The firm functions as a capital allocator for both individual and family clients and institutional accounts, charging fees based on a percentage of assets under management as well as through fixed-fee arrangements. It maintains relationships across the broker-dealer, banking and trust landscapes — operating as a registered representative of a broker-dealer and affiliating with a bank and trust company — and provides a broad set of advisory services that include financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting, and client education through publications and workshops. SVB Wealth does not identify as an active ESG investor. SVB Wealth has been recognized in industry rankings, appearing on the Financial Times Top 300 RIAs (2020), FA Magazine’s Top RIAs (2020), and Barron’s Top 100 RIA Firms in both 2021 and 2022.