Norris Financial Group, LLC
Firm details
- Headquarters
- Greenville, South Carolina
- CRD number
- 129422
- Registered since
- April 25, 2018
- Website
- www.norrisfinancialgroup.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.48%
- Individuals20.99%
- Pension & Profit Sharing Plans5.49%
- Corporations / Businesses1.87%
- Charitable Organizations0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Norris Financial Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2018. The firm serves both individual/family and institutional clients and provides a mix of financial planning and portfolio management services—covering individuals, small businesses, larger business/institutional accounts, and pension-related consulting. Its fee model includes asset-based fees as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not a multi-state adviser; it does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities32%
- Cash & Cash Equivalents2%
- Other1%
Contacts
3 of 4
Calvin Davis
Investment Advisor RepresentativeCRD 6346388
Terry Norris
Investment Advisor RepresentativeCRD 841386
Harrison Obrien
Investment Advisor RepresentativeCRD 7595881
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$241M in ETFs
82%
$197M
18%
$43.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $31.4M | 42,106 | 13.05% |
Location
Greenville, SC
Greenville
Location
Greenville, SC
Headquartered in Greenville, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.
- Metro area
- Greenville-Spartanburg-Anderson, SC
- Region
- South
- County
- Greenville
- Address
- 605 N Main St
- Time zone
- ET (UTC-5)
- Office locations
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