FAMILY LEGACY, INC.

RIASEC RegisteredEst. 1995
Total AUM
$377M
Discretionary
$377M
100% of AUM
Avg account
$580K
Accounts
650
Employees
10
Advisory reps
6

Firm details

Headquarters
GREENVILLE, South Carolina
CRD number
110945
Registered since
August 15, 1995
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI63.9%
  • Charitable Organizations15.36%
  • Individuals15.1%
  • Pension & Profit Sharing Plans4.9%
  • Corporations / Businesses0.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Family Legacy, Inc. is an independent registered investment adviser formed in 1995 and owned by an individual. The firm serves a mix of individual, family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Its fee arrangements are a blend of asset-based fees and fixed fees. Family Legacy’s stated investment preference is equities, and it is not identified as an active ESG investor. Industry relationships include ties with accounting and insurance firms, and the adviser does not act as a capital allocator to external private managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • WILLIAM BROWN

    CEOCRD 2627550

  • JUSTIN PHILLIPS

    CFO & DirectorCRD 7495490

Contacts

3 of 4
  • Kristen Squires

    Investment Adviser RepresentativeCRD 7914288

  • Jennifer Chandler

    Director of Financial PlanningCRD 6756762

  • CHRISTOPHER BROWN

    PresidentCRD 2627553

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 35

Active vs passive

$77.9M in ETFs

Passive

68%

$52.8M

Active

32%

$25.2M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL INTERNATIONAL VALUE ETF (DFIV)DimensionalActiveForeign Large Value$7.5M141,7569.60%

Location

Primary office

GREENVILLE, SC

GREENVILLE

Location

GREENVILLE, SC

Headquartered in GREENVILLE, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.

Metro area
Greenville-Spartanburg-Anderson, SC
Region
South
County
GREENVILLE
Address
900 Pendleton St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth