Nordea Investment Management North America, Inc.

RIASEC RegisteredEst. 2001
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$211M
Accounts
5
Employees
4
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
116837
Registered since
November 20, 2001
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government72.88%
  • Investment Companies27.12%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nordea Investment Management North America, Inc. is the North American operating entity of a foreign-owned investment management organization, organized as a corporation and SEC-registered since 2001. The firm functions as an institutional registered investment adviser, providing portfolio management for investment companies and for businesses or institutional clients. Its client base is institutional and it charges fees as a percentage of assets under management. The firm identifies as an active ESG investor and lists CPO/CTA activity among its business lines. Its industry relationships span broker-dealers, banking and insurance institutions, pension consulting, and roles as sponsor or manager of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • James O'connor

    James O'connor

    Chief Compliance OfficerCRD 7490499

  • Jarrett Singer

    Jarrett Singer

    CFO and ControllerCRD 2576437

  • Christopher Spitler

    Christopher Spitler

    CEO & PresidentCRD 5821023

Contacts

3 of 3
  • Anders Madsen

    CRD 8260077

  • Lars Hansson

    CRD 8260029

  • Henrika Vikman

    Henrika Vikman

    DirectorCRD 7439288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1211 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth