NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.

RIASEC RegisteredEst. 2001
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$211M
Accounts
5
Employees
4
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
116837
Registered since
November 20, 2001
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government72.88%
  • Investment Companies27.12%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nordea Investment Management North America, Inc. is the North American arm of a foreign-affiliated investment firm that serves institutional clients. The firm is SEC-registered and charges fees as a percentage of assets under management. Its advisory work centers on portfolio management for investment companies and for businesses or institutional investors. The firm reports activity as a commodity pool operator/commodity trading advisor (CPO/CTA) and lists industry affiliations across broker-dealers, banking and insurance firms, pension consultants and sponsors/GPs of pooled investment vehicles, indicating involvement in both advisory and sponsor roles. The firm characterizes itself as an active ESG investor, incorporating environmental, social and governance considerations into its investment approach. It is not described as a capital allocator; rather, its role emphasizes portfolio management and CPO/CTA functions within institutional channels.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • James O'Connor

    Chief Compliance OfficerCRD 7490499

  • JARRETT SINGER

    CFO and ControllerCRD 2576437

  • CHRISTOPHER SPITLER

    CEO & PresidentCRD 5821023

Contacts

3 of 3
  • Anders Madsen

    CRD 8260077

  • Lars Hansson

    CRD 8260029

  • Henrika Vikman

    DirectorCRD 7439288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1211 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth