GRIFFIN ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 104548
- Registered since
- June 9, 1971
- Website
- www.griffinasset.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC, UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI64.68%
- Charitable Organizations31.33%
- Other Investment Advisers3.27%
- Pension & Profit Sharing Plans0.72%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Griffin Asset Management, LLC is a privately owned SEC-registered investment adviser that has been operating since 1971. The firm manages portfolios for individuals, families and institutions and acts as a capital allocator, including selecting third‑party advisers on behalf of clients. Its advisory mandate focuses on discretionary portfolio management for individuals, small businesses and institutional clients. Fee arrangements include a traditional percentage-of-AUM structure and the use of performance-based fees for some mandates. Griffin does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents5%
- US Government Bonds4%
- Investment Grade Corp Bonds1%
- Public Funds/Mutual Funds1%
Contacts
3 of 7DUNCAN SMITH
Compliance and Operations ManagerCRD 1005694
DOUGLAS FAMIGLETTI
Managing Director & Portfolio ManagerCRD 2803488
JOHN CAREY
Managing DirectorCRD 2519935
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$36.2M in ETFs
95%
$34.5M
4%
$1.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $8.3M | 14,369 | 22.88% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 230 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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