Griffin Asset Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 104548
- Registered since
- June 9, 1971
- Website
- www.griffinasset.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC, UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI64.68%
- Charitable Organizations31.33%
- Other Investment Advisers3.27%
- Pension & Profit Sharing Plans0.72%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Griffin Asset Management, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 1971. The firm serves both high-net-worth individuals and family clients as well as institutional accounts, operating as a capital allocator and charging a mix of percentage-of-AUM and performance-based fees. Its advisory work centers on portfolio management for individuals, small businesses and institutions, and it also performs selection-of-other-advisers services. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents5%
- US Government Bonds4%
- Investment Grade Corp Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$42.6M in ETFs
88%
$37.3M
10%
$5.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $9.4M | 12,677 | 22.01% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 230 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Freedom 3 Capital LLC
RIANew York, NY
Nordea Investment Management North America, Inc.
RIANew York, NY
Seer Capital Management LP
RIANew York, NY
Whitefort Capital Management, LP
RIANew York, NY
Petiole USA Limited
RIANew York, NY
Beekman Investment Advisors
RIANew York, NY