NONE

Overview

This advisory firm operates as a small, individual-owned corporation serving individual and family clients on a fee‑based, percentage‑of‑AUM model. Its advisory work centers on portfolio management for individuals and small businesses, and the firm’s business activities include sales of other financial products. The adviser runs a discretionary model for clients and shows a clear preference for publicly traded equities as the primary vehicle for client exposure. The adviser is not positioned as an ESG investor, is not a multistate adviser, and does not appear to be organized as a pension consultant or related adviser. Given the scale of the enterprise and the client focus, the firm’s approach is likely hands‑on and tailored: portfolios appear concentrated in exchange‑listed instruments, with trading and model implementation geared toward liquid, cost‑efficient public markets rather than large allocations to private or institutional strategies.

Assets & Accounts

Public Holdings

Location & Offices