NOCTUA INTERNATIONAL WMG, LLC

RIASEC RegisteredEst. 2009
Total AUM
$474M
Discretionary
$366M
77% of AUM
Avg account
$2.9M
Accounts
165
Employees
7
Advisory reps
4

Firm details

Headquarters
MIAMI, Florida
CRD number
151170
Registered since
September 2, 2009
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI98.05%
  • Corporations / Businesses1.95%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Noctua International Wmg, LLC is a small, SEC‑registered investment adviser organized as an LLC that manages portfolios for high‑net‑worth individuals, families and institutional clients. The firm’s mandate centers on discretionary portfolio management across both separate accounts and pooled investment vehicles; it also serves as sponsor, general partner and managing member for some pooled vehicles, indicating hands‑on involvement in running alternative structures. Fee arrangements include asset‑based fees, fixed fees and performance‑linked fees, which supports a mix of ongoing wealth management and opportunistic/structure‑level compensation for return‑oriented strategies. Investment style tilts toward using third‑party pooled products and professional managers rather than building large direct equity portfolios in‑house. The firm does not position itself as an ESG specialist and is not registered as a multi‑state adviser. Its advisory scope explicitly covers individuals and small businesses, pooled investment vehicles and business or institutional accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 42%, US Government Bonds 25%, Private Funds 10%, Sovereign Bonds 7%, Investment Grade Corp Bonds 7%, Other 5%, Cash & Cash Equivalents 4%42%
  • Public Funds/Mutual Funds42%
  • US Government Bonds25%
  • Private Funds10%
  • Sovereign Bonds7%
  • Investment Grade Corp Bonds7%

Owners & executives

2 of 2
  • MARTIN GUYOT

    Founder and CEOCRD 4659484

  • CARLOS MORALES

    Chief Compliance Officer and OperationsCRD 7350364

Contacts

2 of 2
  • FRANK ESTEVEZ

    Investment PrincipalCRD 5889471

  • FRANCISCO MARINO

    Managing PartnerCRD 7597276

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
2011 S Miami Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth