HORIKO CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2017
Total AUM
$475M
Discretionary
$475M
100% of AUM
Avg account
$79.2M
Accounts
6
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
126343
Registered since
October 6, 2017
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • Pooled Investment Vehicles52.39%
  • HNWI24.45%
  • Investment Companies23.16%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Horiko Capital Management LLC is an SEC-registered hedge fund adviser organized as a limited liability company and established in 2017. The firm advises both individual/family and institutional clients and manages pooled investment vehicles, acting at times as sponsor, general partner, or managing member of those vehicles. Its compensation structure includes asset-based fees, performance fees, and hourly billing. Horiko does not position itself as an ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • HIDEJI HORIKO

    President, CEOCRD 4649966

Contacts

1 of 1
  • ERIK DOLAN

    CCOCRD 3161467

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$10.6M in ETFs

Passive

100%

$10.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES NATIONAL MUNI BOND ETF (MUB)BlackRockPassiveMuni National Interm$10.5M98,60098.81%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1600 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth