NLG Capital LLC

RIASEC RegisteredEst. 2000
Total AUM
$46.5B
Discretionary
$46.5B
100% of AUM
Avg account
$4.7B
Accounts
10
Employees
54
Advisory reps
7

Firm details

Headquarters
Montpelier, Vermont
CRD number
109396
Registered since
July 11, 2000
Custodians
BANK
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Insurance Companies99.19%
  • Pension & Profit Sharing Plans0.69%
  • Corporations / Businesses0.07%
  • Charitable Organizations0.05%
Services
Portfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

NLG Capital LLC is a limited liability company that operates as an institutional registered investment adviser (SEC-registered since 2000). The firm functions as a capital allocator for institutional clients, managing portfolios directly and selecting third-party managers when appropriate. Fee arrangements include asset-based fees and performance-based components, plus other fee structures. NLG’s advisory remit is concentrated on portfolio management for businesses and institutions and on manager selection. The firm is not identified as an active ESG investor and does not position itself as a multi-state or pension-consulting adviser. Industry affiliations reported include relationships with a broker-dealer, another investment adviser, an insurance company and acting as sponsor of limited partnerships (excluding pooled investment vehicles).

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 44%, Other 39%, State & Local Bonds 4%, Private Funds 4%, Derivatives 3%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%44%
  • Investment Grade Corp Bonds44%
  • Other39%
  • State & Local Bonds4%
  • Private Funds4%
  • Derivatives3%

Owners & executives

3 of 3
  • Peter Trojano

    Deputy Chief Compliance OfficerCRD 2939588

  • Jason Doiron

    Jason Doiron

    Executive Vice President and Chief Investment OfficerCRD 4965652

  • Joseph Heaslip

    Vice President and Chief Operating OfficerCRD 5386934

Contacts

3 of 4
  • Lisa Muller

    Lisa Muller

    Senior CounselCRD 5599199

  • Christopher Zimmerman

    Senior Vice President and General CounselCRD 8066871

  • Paul Koenig

    Head of Portfolio ManagementCRD 5256104

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Montpelier, VT

Washington

Location

Montpelier, VT

Headquartered in Montpelier, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.

Metro area
Burlington-South Burlington-Barre, VT
Region
Northeast
County
Washington
Address
1 National Life Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth