NLG CAPITAL LLC
Firm details
- Headquarters
- MONTPELIER, Vermont
- CRD number
- 109396
- Registered since
- July 11, 2000
- Custodians
- BANK
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Insurance Companies99.19%
- Pension & Profit Sharing Plans0.69%
- Corporations / Businesses0.07%
- Charitable Organizations0.05%
- Services
- Portfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
NLG Capital LLC operates as an institutional-focused capital allocator with a clear tilt toward fixed-income solutions. The firm runs discretionary portfolios and emphasizes investment-grade corporate bonds as a core sleeve while also actively allocating to third‑party alternative managers. Its advisory mandate centers on portfolio management for businesses and institutions and on selecting outside managers and sponsors for limited partnerships, which points to a hybrid operating model: internally managed credit and bond strategies paired with outsourced alternatives and fund relationships. Investment decision-making appears driven by liability-aware, income-oriented objectives — large allocations to investment‑grade corporates and a material commitment to private markets and commodity/energy exposures. The firm charges a mix of percentage‑of‑AUM and performance‑based fees, consistent with its role both as portfolio manager and as a sponsor/allocator into externally managed vehicles. NLG is not an active ESG investor, and it maintains relationships across broker‑dealer, adviser and insurance channels to execute and distribute its solutions.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds44%
- Other39%
- State & Local Bonds4%
- Private Funds4%
- Derivatives3%
Owners & executives
3 of 4PETER TROJANO
Deputy Chief Compliance OfficerCRD 2939588
JASON DOIRON
Executive Vice President and Chief Investment OfficerCRD 4965652
JOSEPH HEASLIP
Vice President and Chief Operating OfficerCRD 5386934
Contacts
3 of 3LISA MULLER
Senior CounselCRD 5599199
CHRISTOPHER ZIMMERMAN
Senior Vice President and General CounselCRD 8066871
GREGORY TEESE
SVP, OperationsCRD 2135269
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MONTPELIER, VT
WASHINGTON
Location
MONTPELIER, VT
Headquartered in MONTPELIER, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- WASHINGTON
- Address
- 1 National Life Dr
- Time zone
- ET (UTC-5)
- Office locations
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